Analyst, Business Risk Management

Job Description

• Act as a Subject Matter Expert on front office key controls, product due diligence, product risk rating, best execution, investment suitability, cross border rules, and other control reviews
• Perform reviews and assessment on the effectiveness and adequacy of the controls
• Escalate non-compliance findings to stakeholders and follow up on remediation to ensure proper closure, before issuing management reports
• Identifying potential areas of compliance vulnerability and risk; developing corrective action plans for resolution of problematic issues and providing general guidance on how to avoid or deal with similar situations in the future.
• Assess feasibility and implementation implications for new controls, processes and products
• Maintain updated business risk management procedures and processes, as well as promoting risk culture by providing advisory and training to Front Office on key controls
• Supp...