AR Oversight Manager

IQ-EQ

Full-time United Kingdom, United Kingdom Operations Specialties Managers

Posted:

January 23, 2026

Location:

United Kingdom, United Kingdom, United Kingdom

Job Description

Job Description
You will play a key role in ensuring effective oversight of a portfolio of Appointed Representatives (ARs), supporting the Firm in meeting its ongoing regulatory obligations. Working closely with the Head of Compliance Monitoring, you will be responsible for relationship management, quality assurance, escalation handling, regulatory reporting support, and continuous improvement of the AR monitoring framework, in line with Firm-level and IQ-EQ Group policies and procedures.
What you'll do
You will act as the key relationship manager for a portfolio of Appointed Representatives, ensuring effective oversight of AR activities (excluding IM-mandated ARs) and ongoing regulatory compliance.
You will oversee the timely completion of quarterly AR monitoring activities by the AR Monitoring Team and the production of formal, detailed quarterly AR Monitoring Reports.
You will serve as the point of escalation for monitoring...
                

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Job Overview

Job Type: Full-time

Location: United Kingdom, United Kingdom

Posted: January 23, 2026

Deadline: March 04, 2026