Assistant Manager, Distribution Compliance

**Position Responsibilities:**

+ Act as the second line of defense (distribution compliance) in Vietnam market.
+ Provide oversight of sales compliance across all distribution channels to ensure alignment with company policies, regulations and internal guidelines, Asia Segment compliance standards, and Vietnamese laws.
+ Handle investigation of potential sales misconduct and/or fraud cases, including but not limited to abuses of compensation schemes, sale misconduct allegations/ suspicious incidents, escalations from L1B, claim fraud cases, customer complaints, policy or regulatory breaches, alerts triggered by compliance analytic & monitoring tools, etc. to enforce the Code of Ethics.
+ Conduct onsite investigation/ compliance review at sale offices.
+ Perform end-to-end investigation processes, including data and information collection & analysis, evidence gathering, theory development and validation, establishing reasonable grounds, interviewing relevant parties...