Assistant Manager, Distribution Compliance

A glimpse of your daily mission:

• Conduct investigations in relation to market misconduct complaints and follow-up actions;
• Perform market conduct compliance reviews, monitor and implement follow- up actions;
• Liaise with the Regulator and relevant Government Agencies;
• Maintain and revise policies and procedures for the general operation of distribution compliance activities;
• Assist in the preparation of Compliance reporting relevant for Compliance meetings;
• Cover duties of team leader and members in his/her absence; and
• Any other ad-hoc duties and projects assigned by the Senior Manager, Compliance and the Director, Legal and Compliance.

Successful qualifier of this mission

• Diploma in Compliance or equivalent
• Degree in Business, Finance or equivalent
Specific job related experience
• Compliance
• Investigation background from law enforcement agencies
Qualities
• Strong Analytic...