Assistant Manager/Senior Executive - Compliance (FCC Name Screening)

 Complete review of customers' names that are alerted through the Watchlist triggered under the Name screening system. This involves analyzing alerts to detect false or true matches and taking action accordingly. (i.e., money laundering, terrorist financing, proliferation financing, sanctions breaches, etc.).

Conduct searches, perform due diligence, gather data, and record evidence from internal systems, public searches, commercial databases, and inquiries with Business or other stakeholders.

Build and apply knowledge of money laundering processes, sanctions(s) or laws/regulation(s) to case investigations.

Report potential unusual client activities which may relate to financial crime.

Conduct investigation as per policies, procedures, and meet internal and external regulatory requirements.