Associate Director

Responsibilities

• Strategically lead risk assessments and quality controls reviews to ensure compliance of all statutory, regulatory requirements and internal compliance requirements.
• Oversee firmwide risk assessments and quality reviews, identifying systemic control gaps and driving timely, effective remediation.
• Champion continuous improvement by designing and implementing enhancements to quality control standards, methodologies, and governance practices.
• Provide independent oversight of audit engagements, ensuring technical excellence and regulatory compliance prior to issuance of audit opinions.
• Lead root cause analysis initiatives and evaluate the effectiveness of corrective action plans to mitigate recurring quality and risk issues.
• Develop and execute capability-building programs, including coaching, training, and mentoring to elevate technical competencies and quality awareness across teams.
• Serve as a key liai...