AVP, Compliance & Legal One Year Contract

About the company:
One of China's largest and most prestigious securities companies. With a strong presence in the Asia-Pacific region, the firm offers a comprehensive range of services including brokerage, asset management, investment banking, and research. The company is committed to providing innovative financial solutions and maintaining high standards of compliance and legal integrity.

Key Responsibilities:
- Good knowledge in regulatory (SFA,FAA,FAR), exchange (SGX ST/DT/DC) and/or AML compliance
- Manage licensing, cross border, personal account dealing, outside business, trainings and any other activities under the Compliance monitoring plan
- Handle and/or support regulatory submissions, enquiries, surveys, audits and maintain pro-active, good working relationship with the regulatory authorities
- Monitor, review, and manage announcements, circulars, prohibition orders and offer documents to be disclosed
- Investigate and manage the post AML transa...