AVP - Control Room Compliance (1 year contract)

Fantastic and rare Control Room Compliance opportunity with a reputable and forward looking buy side organisation based in Singapore. It is a 1 year contract role. NO WORK VISA SPONSORSHIP IS PROVIDED!

Main responsibilities : -

• Performs all aspects of the daily operations of the Control Room, including but not limited to reviewing insider lists, wall crossings, advising on the assessment of material non-public information, imposing dealing restrictions and approving requests for personal investments by staff.
• Work closely with the Technology Group and their vendors to enhance their existing systems to ensure that their controls remain robust and effective.
• Monitor and identify changes in investment/trading and operational activities and global regulatory developments that justify an update to existing policies or the development of new processes to ensure that Information Barrier and Personal Investments Polici...