AVP / VP – Sales Control & Support, Private Banking

Our client, a leading financial services firm is currently looking for an experienced Private Banking, Middle Office Manager/Snr Mgr. Reporting to the Head of PB Control & Support, the incumbent will manage the middle office controls of post trade sales suitability & monitoring.

Key Focus:

• Manage the controls in Middle Office post trade sales suitability monitoring, call monitoring and posting of retail transaction for Private Bank business.
• Support Private Banking Client Advisors (CAs) in preparation electronic credit applications, credit documentation and mortgage loan application.
• Coordinate and collect the Initial Public Offers (IPO) for Private Banking clients.

Responsibilities – Manage & Guide a team of operational managers in to ensure:

• Post Trade Sale...