Bilingual Legal Compliance Officer

Job Description

Altis Recruitment is grateful to partner with an organization within the Broader Public Sector for a Bilingual Legal Compliance Officer (French and English) in Toronto. This is a contract position for 4-6 months with a strong possibility of extension based on business needs and performance within the role. This is a hybrid model (3-days on-site) that will involve providing expertise on regulations while handling inquiries and complaints from investors and market participants via phone, email, and written correspondence

Key Responsibilities:

Provide clear guidance related to regulations and compliance requirements.

Address inquiries and complaints promptly, ensuring adherence to service standards.

Evaluate and escalate potential regulatory issues for further review.

Draft responses on topics including registration, regulatory filings, issuer obligations, complaint procedures, unregistered trading, and th...