Branch Manager with Compliance Focus

Oversee compliance as a Branch Manager. Join Manulife Wealth, where you will supervise advisors and enhance regulatory knowledge for a high-performing team.
In this key management role, you will provide Tier 1 supervision for advisors at Manulife Wealth. Your focus will be on compliance education, trade report approvals, and facilitating strong working relationships within the team. This position requires both leadership and regulatory acumen to maintain high compliance standards throughout the branch.
Key Responsibilities:
• Approve Tier 1 supervision of trade reports
• Review new accounts and KYC information
• Educate advisors on compliance and regulatory requirements
• Support investigations related to regulatory matters
• Perform annual branch reviews to strengthen advisor relations
Requirements:
• CIRO Supervisory and Registered Representative qualifications
• 3-5 years in financial services, ideally with a CIRO dealer
• Bilingual English and Frenc...