Business Assurance Associate

Charles Stanley & Co
Full time London, England Financial Specialists
Posted:
January 30, 2026
Location:
London, England, United Kingdom

Job Description

Job Purpose
We are looking for a detail-oriented professional to help strengthen business assurance within our Front Office. In this role, you will embed effective first-line controls, provide proactive oversight, and implement monitoring processes that meet regulatory standards and support our business objectives.
This position is ideal for individuals with para planning experience who want to make a meaningful impact by supporting Branches, Advisers, and Financial Planners. You will play a key role in ensuring compliance with internal policies and external regulations, while promoting operational excellence and contributing to the success of our clients and colleagues.

Key Responsibilities

  • Review client cases before and after sales to ensure advice is suitable, clearly documented, and compliant with regulations and company policies.
  • Assess the suitability of financial advice across a range of products, including pensions, investments...
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    Job Overview

    Job Type: Full time
    Location: London, United Kingdom
    Posted: January 30, 2026
    Deadline: March 11, 2026