Chief Compliance Officer

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The Chief Compliance Officer (CCO) is responsible for overseeing and administering the Compliance Program of Institutional Shareholder Services Inc. (“ISS”) and its foreign affiliates. The CCO acts as the designated compliance officer for ISS, a U.S.-registered investment adviser (RIA) under the Investment Advisers Act of 1940 (Advisers Act). The CCO is accountable for ensuring the firm’s ongoing adherence to applicable requirements under the Advisers Act and other U.S. laws and rules that apply to its business.

The role provides strategic and operational leadership to maintain a robust, risk-based compliance framework, promote a strong culture of integrity, and support business activities within a well-controlled regulatory environment, consistent with ISS STOXX group standards.

The CCO reports to the Global Chief Compliance Officer of ISS STOXX, as well as to the General Counsel of ISS.

Key Responsibilities