Compliance Analyst

Principle Partners
Full-time Singapore, Singapore Other-General
Posted:
March 02, 2026
Location:
Singapore, Singapore, Singapore

Job Description

An established financial services platform operating is seeking a Compliance Analyst to support its governance and regulatory framework.
This role provides broad exposure across internal compliance controls, regulatory reporting, and policy oversight within Singapore's capital markets landscape.
Key Responsibilities
• Oversee internal compliance controls including employee declarations, personal account dealing reviews, conflicts management, gifts & entertainment tracking, and related monitoring activities.
• Conduct internal reviews to ensure alignment with applicable Singapore financial regulations and internal governance standards.
• Support monitoring and reporting obligations relating to shareholding disclosures and regulatory requirements.
• Coordinate preparation and submission of regulatory returns, notifications and surveys to relevant authorities.
• Track regulatory developments and assess potential operational and policy implications.
• Assist in inte...

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Job Overview

Job Type: Full-time
Location: Singapore, Singapore
Posted: March 02, 2026
Deadline: April 11, 2026