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Compliance Analyst
Principle Partners
Full-time
Singapore, Singapore
Capital Markets,Financial Services,Investment Management
Posted:
February 24, 2026
Location:
Singapore, Singapore, Singapore
Job Description
An established financial services platform operating is seeking a Compliance Analyst to support its governance and regulatory framework.
This role provides broad exposure across internal compliance controls, regulatory reporting, and policy oversight within Singapore’s capital markets landscape.
Key Responsibilities
• Oversee internal compliance controls including employee declarations, personal account dealing reviews, conflicts management, gifts & entertainment tracking, and related monitoring activities.
• Conduct internal reviews to ensure alignment with applicable Singapore financial regulations and internal governance standards.
• Support monitoring and reporting obligations relating to shareholding disclosures and regulatory requirements.
• Coordinate preparation and submission of regulatory returns, notifications and surveys to relevant authorities.
• Track regulatory developments and assess potential operational and policy implications.
• Assist in inte...
This role provides broad exposure across internal compliance controls, regulatory reporting, and policy oversight within Singapore’s capital markets landscape.
Key Responsibilities
• Oversee internal compliance controls including employee declarations, personal account dealing reviews, conflicts management, gifts & entertainment tracking, and related monitoring activities.
• Conduct internal reviews to ensure alignment with applicable Singapore financial regulations and internal governance standards.
• Support monitoring and reporting obligations relating to shareholding disclosures and regulatory requirements.
• Coordinate preparation and submission of regulatory returns, notifications and surveys to relevant authorities.
• Track regulatory developments and assess potential operational and policy implications.
• Assist in inte...
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Apply Now Save for LaterJob Overview
Job Type:
Full-time
Location:
Singapore, Singapore
Posted:
February 24, 2026
Deadline:
April 05, 2026