Compliance Assistant

Job description

A growing wealth management firm is looking to hire a Compliance Associate to support its day-to-day compliance activities. This is a fully remote role and would suit someone with existing experience in a regulated wealth management or financial planning environment who is looking to develop their career within compliance.
The role is hands-on and operational in nature, focusing on core compliance processes, regulatory reporting and Adviser permissions. You will be trusted to manage tasks independently while working as part of a supportive compliance team.

Key Responsibilities