Compliance Associate

Interactive Brokers

Full-time London, England Other Management Occupations

Posted:

June 14, 2026

Location:

London, England, United Kingdom

Job Description

Responsibilities
 :Assist with the design, planning and execution of the firm’s periodic compliance risk assessment.
Execute and assist in optimisation of the firm’s monitoring and testing program in accordance with industry standards and expectations of management, auditors, and the Financial Conduct Authority (“FCA”), covering all regulatory risk overseen by General Compliance notably including Product Governance, PRIIPS, Client Appropriateness, Categorisation, Conflicts of Interest, Financial Promotions, upcoming Consumer Duty and other conduct related matters under MIFID II/FCA Handbook.
Design queries, testing sheets and conduct analysis of processes’ compliance to measure and provide clear observations of the risk factors and controls.
Effectively and clearly organise and document information arising from the execution of the monitoring and testing programme targeted at different stakeholders; and identify changes and enhancements to the programm...
                

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Job Overview

Job Type: Full-time

Location: London, United Kingdom

Posted: June 14, 2026

Deadline: July 24, 2026