Compliance Manager, Wealth Distribution
Ethos BeathChapmanJob Description
Job Details
Location Sydney Salary $120000 - $140000 per annum Job Type Ref BH-156021-1 Contact Posted almost 6 years agoRole Summary:
We are looking to fill a critical business-facing role in the 2nd LoD, to provide compliance support, advice and sign-off to Consumer Wealth Distribution. The role suits a confident compliance professional who can think on your feet and thrive in a busy and dynamic environment, consistently adding value to a group of Financial Advice stakeholders.
Your Responsibilities:
Play a crucial part in supporting Bank Wealth Distribution and Analytics, Digital and Marketing teams
Provide proactive and reliable compliance advice regarding advertising and distributing consumer wealth products
Sign off periodic and ad hoc materials (customer & advisor facing) adhering to APRA, ASIC and OAIC guidelines
Perform compliance assessments to identify imm...
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