Compliance Monitoring Officer

We are seeking a Compliance Monitoring Analyst to join our Group Compliance Assurance and Monitoring team. The successful candidate will be responsible for ensuring that our firm complies with all its global regulatory requirements and that our systems and internal controls mechanisms are adequate and effective.

• Conduct second line compliance assurance and monitoring reviews to ensure compliance with all applicable regulations, policies, and procedures.
• Assist in the development and implementation of compliance policies and procedures.
• Conduct investigations and reviews of compliance issues and make recommendations for corrective action.
• Support the creation of reports detailing findings to update management.
• Maintain accurate records and files of all compliance assurance and monitoring work.
• Lead compliance projects and thematic reviews and support the existing team with coordinating ongoin...