Compliance Monitoring Officer (Wealth Management)

Compliance Monitoring Officer

Wealth Management

Location: Remote with occasional visits to offices across the South and South West

Salary: £50k - £60k + bonus + benefits

What’s in it for you?

A predominantly remote role meaning you can work from home for the bulk of your time with occasional visits to offices across the South and South West.

The chance to join a rapidly growing wealth management firm. This growth is likely to create opportunities for your further career progression.

What you’ll be doing

You’ll undertake 2nd LoD Compliance Monitoring for review of the effectiveness of the Compliance controls in place across the business.

You’ll design and execute reviews as required under the Compliance Monitoring Plan in line with departmental proce...