Compliance Officer, Insurance Registrations

Application Deadline: 04/30/2026

Address: 100 King Street West

Job Family Group: Audit, Risk & Compliance

TheCompliance Officer – InsuranceRegistrations isa seniorrole withintheBMO Registrations and Continuing Educationteam,accountable for thegovernance, oversight, and execution of insurancelicensing forBMO Estate Insurance Advisory Services Inc. (EIASI).

The role carries enterprise‑level compliance and regulatory risk accountability, with responsibility for ensuring adherence to provincial and territorial insurance regulatory requirements, maintaining the firm’s licensing and E&O controls, and acting as an escalation point for high‑risk or complex registration matters.

This position operates with significant independence, judgment, and influence, partnering with regulators, senior Compliance leadership, and internal stakeholders across the organization.

Core Accountabilities

Compliance & Regulatory Oversight

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