Compliance Officer Job in Washington

Join Key Investment Services LLC as a Compliance Officer in Washington, focusing on regulatory adherence and compliance training. This role emphasizes branch inspections and fraud investigations.
As a Compliance Officer at Key Investment Services LLC, you will be responsible for conducting inspections and training staff on compliance matters. The position demands at least five years in the field, coupled with strong analytical skills for evaluating compliance issues. Collaboration across departments will be essential.
Key Responsibilities:
• Evaluate supervisory systems through branch inspections
• Train staff on compliance policies and practices
• Review and update compliance documents
• Guide partners on regulatory issues
• Investigate potential elder abuse claims
Requirements:
• Bachelor’s Degree or equivalent experience
• FINRA Series 7 and 24 or willingness to obtain
• Minimum 5 years in compliance or risk management
• Strong judgment in complex...