Compliance Officer

About the Company

The position requires interaction with Data Management, affiliate Chief Compliance Officers, Portfolio Compliance, Portfolio Managers, Legal and Operations personnel. The associate will be expected to develop credibility and solid working relationships with such personnel. Expertise and proficiency are relied upon by multiple affiliates. Lack of appropriate coverage in this area will negatively affect the business financially, operationally and present significant regulatory and reputational ris

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About the

Role

Required S

• kills:
• Experience & Domain Kn
• owledge:9-12 years of experience in Regulatory Reporting or experience within investment advisory
• businessFamiliarity with compliance related activities a...