Compliance Officer - MY875292

About the job
About our client:

Our client is a growing
Boutique Financial Services Firm
based in Malaysia, specializing in niche investment solutions. They are looking for a principled professional to manage their regulatory framework and ensure the highest standards of corporate integrity.

Job Vacancy: Compliance Officer

Reporting line:
Senior Management

Accountabilities:

• Regulatory Governance:
  Oversee internal adherence to all relevant industry guidelines and statutory requirements.
• Advisory & Support:
  Act as a central point of contact for internal business units regarding policy interpretation.
• Reporting & Submissions:
  Manage the end-to-end process for mandatory regulatory filings and electronic submissions.
• External Liaison:
  Coordinate with relevant authorities regarding audits, examinations, and routine correspondence.
• Monitoring & Controls:
  Conduct regular reviews to id...