Compliance Officer

Mission

The Group Compliance function services the business units as an advisor in regulatory and reputational matters. This involves taking pro-active and preventative measures in advising the business lines as well as monitoring adherence to all regulatory requirements and Compliance-related Group and Business-Line policies and procedures to ensure timely and proper compliance of the same.

Context of the Job

Group Compliance is a centralised function comprising a global network of compliance professionals within the bank’s business lines with an independent reporting line to Head of Compliance Singapore and (ultimately) to the Global Head of Compliance in London.

The Group Compliance function within the bank is the independent oversight on behalf of senior management of those core processes and related policies and procedures that seek to ensure the bank is in conformity with industry specific laws an...