Compliance Testing & Monitoring Lead – US FinTech

Job Category: Financial Technology (FinTech) Job Type: Full Time Job Location: Austin, CA, CT, FL, IL, MA, Miami, New York, NJ, TX Location: United States Remote (US) or Hybrid (NYC / SF Bay Area / Austin / Miami). Open to candidates based in: NY, NJ, CT, CA, TX, FL, MA, IL (and other states depending on client). Reports to: CCO (or Head of Compliance Assurance). Role Overview The Compliance Testing & Monitoring Lead builds and runs the compliance assurance program, providing independent monitoring and testing across AML/BSA, consumer compliance (UDAAP), and policy adherence. This role validates control effectiveness and drives evidence-based remediation. Key Responsibilities Design and execute a risk-based compliance monitoring and testing plan across key regulatory obligations and controls. Perform control testing, thematic reviews, and quality assurance of compliance processes (including AML investigations and SAR governance where applicable). Document testing results, identify roo...