Conflicts & Compliance Manager, APAC

About the Role

• Managing the Business Acceptance analyst team in APAC region; ensuring appropriate training, support and guidance is provided to assist with their development, both personally and technically.

• Overseeing new business acceptance checks performed by the analyst team to ensure consistent quality and appropriate service levels are achieved.

• Liaising with senior members of the team in Manchester, London, Dubai and Kansas City to ensure the appropriate allocation of resource to effectively manage the team’s workload; amending workflow allocations to respond to fluctuations in workflow.

• Advising partners and lawyers on compliance with applicable legislation, professional standards and the firm’s compliance/risk management policies and processes relating to new business acceptance; and

• Assisting in the management and development of the firm’s new business acceptance policies, procedures and syste...