Counselor for Regulatory Compliance at Fiera

Join Fiera Capital as a Counselor focused on Global Regulatory Compliance, where your skills in testing controls and KYC oversight are instrumental. Experience a rewarding hybrid work environment that values employee contributions.
We are looking for a highly motivated Counselor with over five years in regulatory compliance, ideally in investment management. You will execute compliance monitoring, handle client documentation assessments, and ensure accurate regulatory responses. Building relationships with stakeholders and managing internal documentation will be key aspects of your role.
Key Responsibilities:
• Conduct monitoring & testing related to regulatory compliance
• Manage client due diligence questionnaires for accuracy
• Ensure alignment of marketing materials with compliance needs
• Participate in regulatory requests and examinations
• Support employee compliance training programs
Requirements:
• Bachelor’s degree in finance or related discipline