Director, Compliance

The Client Compliance Services department assists client companies of IQ EQ (DIFC) Global Services Limited in DIFC and IQ EQ Middle East Services Limited in ADGM (IQ-EQ UAE) in the following matters:

• Structuring of regulated financial services companies (selection of appropriate license activities considering client’s desired business model as well as available human and financial resources);
• Assistance in authorisation applications in DIFC and ADGM financial free zones, as well as with other regulators (UAE CB, CMA etc.) leading the process end-to-end (except for the legal part such as drafting legal agreements or in case of a fund manager, fund’s documentation);
• Compliance support of licensed firms in ADGM and DIFC, including provision of officers or deputies for the roles of:
  • Compliance Officer
  • Money Laundering Reporting Officer
  • Risk Officer
  • Data Protection Officer
• Ad-hoc advisory...