Director of Compliance at RBC GAM

Lead compliance efforts at RBC Global Asset Management as the Director of Compliance in Toronto, Canada. Drive strategic initiatives, oversee regulations, and manage a high-performing compliance team.
In this senior role, you will guide compliance operations for RBC Global Asset Management, ensuring adherence to regulatory standards while managing projects and advising on new initiatives. You will work closely with the Managing Director, focusing on critical compliance areas, including employee conduct, securities reporting, and cross-border initiatives. Your leadership will foster collaboration with various groups, enhancing overall compliance effectiveness.
Key Responsibilities:
• Oversee compliance advisory functions across RBC GAM
• Lead key compliance activities and team initiatives
• Guide regulatory compliance management efforts
• Advise business on regulatory impacts and requirements
• Coach and develop compliance team members in Toronto and Vancouver
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