Director of Compliance, Money Laundering Reporting Officer

Role and Responsibilities (Compliance):

·      Develop and maintain a positive and constructive relationship with the Regulators

·      Ensure the effective implementation of the Firm’s compliance policies and procedures

·      Perform monitoring and surveillance reviews in line with the compliance monitoring plan

·      Provide support and guidance to staff on regulatory, policy and procedural issues and application

·      Provide the senior management with compliance management information

·      Assist with stakeholder enquiries and requests for information

·      Identify, log an...