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Director/VP - Compliance Officer, Alternative Asset Management

SMBC Group
Full-time Singapore, Singapore Operations Specialties Managers
Posted:
June 13, 2026
Location:
Singapore, Singapore, Singapore

Job Description

Responsibilities

Regulatory Compliance

  • Liaise with MAS and other regulatory bodies on regulatory filings/submissions, inspections, and reporting obligations.

  • Monitor regulatory developments and ensure timely implementation of new MAS requirements, guidelines, and circulars.

    • Policies & Procedures

  • Develop and maintain compliance policies, procedures, and internal controls to meet MAS and global regulatory requirements.

  • Ensure compliance frameworks are tailored to the unique operational characteristics and risks of our investment strategies.

    • Monitoring & Surveillance

  • Oversee the compliance monitoring and testing program, including trade surveillance, AML/CFT screening, and personal account dealing reviews where applicable.

  • Conduct or coordinate with group departments on compliance reviews and internal audits

  • Monitoring regulatory developments and updating internal policies accordingly.
    • <...

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    Job Overview

    Job Type: Full-time
    Location: Singapore, Singapore
    Posted: June 13, 2026
    Deadline: July 23, 2026