Finance Officer

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• Ensuring the firm’s liquidity, capital resources and capital requirements are compliant with all regulatory requirements.
• Ensuring any financial breach is immediately reported to the Regulator and SEO (and ensure matter is placed on record in the Company breach register, maintained by CO/MLRO).
• Coordination / follow up with the firm’s accountant regarding the monthly management accounts for FO’s review.
• Ensure timely review of the firm’s financials and report to SEO of any changes (if required).
• Ensure the frequency of FO’s review includes monthly management accounts, along with quarterly and annual EPRS ...