Global Wealth Solutions GWS Americas Compliance

Overview

Global Wealth Solutions (GWS) Americas Compliance role based in Boston, MA. The GWS Americas Compliance Associate supports the firm's GWS Americas Compliance function, providing day-to-day compliance coverage across the region. The role focuses on fundraising, marketing and client communications, and the application of compliance policies and procedures. This position partners with GWS Sales, Product Strategy, Marketing, Legal, and other regional Compliance teams, and collaborates with global colleagues in EMEA and APAC to ensure consistency across jurisdictions. This role provides hands-on exposure to fundraising, distribution, and marketing compliance, with escalation to senior compliance leadership. The role reports to the Head of GWS Compliance Americas located in NY, with meaningful interaction with global compliance colleagues.

Responsibilities

• Support oversight of GWS Americas' Cash Non-Cash Compensation policy, supporting fundraising...