Group Audit Manager WM Risk & Compliance

Group Audit Manager WM Risk & Compliance

Aufgaben

• Analyzing and assessing several Wealth Management Risks assumed by the business.
• Controlling Market-, Credit-, Operational-, Legal- and Compliance-Risks.
• Identifying and evaluating the effectiveness of controls designed to address those risks.
• Providing practical, innovative, and value‑added solutions to issues identified.
• Preparing reports of audit findings for senior management at local, global, functional and Group levels.
• Regularly and openly communicating with senior management on any findings or risks that they are facing.
• Monitoring the results, risk profile and developments within Wealth Management and Risk & Compliance and providing input for periodically reassessing the audit plan.

Qualifikation

• Master or Bachelor / CPA or CIA, as an advantage.
• Experience in audit, compliance, 2nd LoD, or internal control are...