Head of Compliance - Hong Kong

Interactive Brokers

Full-time admiralty, hong kong, Hong Kong Island Other Management Occupations

Posted:

June 11, 2026

Location:

admiralty, hong kong, Hong Kong Island, Hong Kong

Job Description

Responsibilities
 : Reporting to the Head of Core Compliance-APAC, the Head of Compliance-Hong Kong will oversee and advise on all Hong Kong-related compliance and regulatory matters, including:
Being the primary liaison to the SFC exchanges and other regulatory bodies;
Researching, interpreting and advising the firm regarding compliance with laws, regulations and guidance applicable to brokers in the region;
Managing the implementation or upkeep of strategies and framework for complying with SFC and exchange requirements for all regulated activities;
Assisting in the crafting of written instructions for programmers and technology staff to facilitate changes required to be made as a result of regulatory changes or other regulator reasons;
Drafting and implementing firm policies and written supervisory procedures;
Managing all relevant regulatory inspection and audit reviews (both internal and external), including developing and i...
                

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Job Overview

Job Type: Full-time

Location: admiralty, hong kong, Hong Kong

Posted: June 11, 2026

Deadline: July 21, 2026