Head of Compliance & MLRO – FCA Regulated (Remote)

The Role

Entrepreneur First invests through AIF vehicles, with an in‑house, sub‑threshold AIFM. We are regulated solely by the FCA. The Head of Compliance will be our most senior Compliance professional and will have a broad range of assignments and responsibilities, internal operational policy, and process creation. This is coupled with the opportunity to learn about the workings and growth of a globally unique talent investor with a presence in six jurisdictions and ambitious expansion plans.

What You’ll Do

• Ensure that our FCA regulated business activities are compliant with applicable rules and regulations, including AIFMD, MIFID and SMCR, and remain compliant as we grow our AUM.
• Work towards holding the position of SMF16 and SMF17 for Entrepreneur First’s AIFM.
• Advise senior management and employees on compliance issues.
• Maintain awareness of other financial regulatory regimes that affect us through our global operations an...