Head of Compliance

Design and implement corporate and regulatory, financial crimes, and distribution compliance requirements and monitor its effectiveness.

Develop and execute the annual compliance plan agreed with local management, Group Compliance and relevant committee.

Manage Negative Feedback / Complaints / Reports escalated by different channels relative to potential sales malpractice cases and Speak Up Complaints/Reports referred by GO Compliance from Cockpit.

Provide compliance advice on new product launches, marketing materials and campaigns, establishment of new business relationships and new business units necessary to empower Line 1, e.g., Line 1.5, mergers and acquisitions, sales process, sales misconduct investigations, new systems and processes, projects etc.), and where required, provide compliance challenge and approval to ensure business decisions are in line with internal and external requirements.