Innovative Investment Advisor Assistant Driving Client Engagement and Compliance

Step into the role of Investment Advisor Assistant, where you will play a vital role in client engagement and compliance operations. This is the perfect opportunity for those passionate about financial services.
In this position, you will support a dynamic team of Investment Advisors. The role engages in establishing client relationships while performing necessary administrative functions. Key skills include a deep understanding of compliance and the ability to prioritize tasks efficiently under pressure.
Key Responsibilities:
• Build strong working relationships within the firm
• Enter and monitor equity trades using Dataphile
• Prepare daily portfolio summaries and compliance updates
• Implement and maintain effective client databases
• Administer responses to all compliance-related queries
Requirements:
• 3+ years in investment industry sales administration
• Licensed with CIRO (IR or RR) essential; Options preferred
• Proficient in Microsoft Office ...