Key Individual
AMNA ASSET MANAGERJob Description
Job Title: Key Individual (Category II FSP) Location: South Africa -Sandton Job Type: Partl-time About the Role: We're looking for a highly experienced and meticulous Key Individual to manage and oversee our Financial Services Provider (FSP) operations under a Category II licence. This pivotal role ensures full compliance with the Financial Advisory and Intermediary Services (FAIS) Act, upholding the integrity and operational effectiveness of our financial services. You'll be the linchpin in maintaining our license and ensuring fair treatment of our customers. Key Responsibilities: Regulatory Compliance: Ensure strict adherence to all statutory obligations, rules, and codes of conduct set by the Financial Sector Conduct Authority (FSCA), particularly the FAIS Act and its Fit and Proper Requirements. Submit accurate and timely reports to the FSCA. Oversee the FSP's financial management, including maintaining financial soundness requirements and ensuring all levie...
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