Lead Assistant Manager

EXL is looking to hire a 1LoD Compliance Lead Assistant Manager to oversee the Off-Shore 1LoD responsibilities of EXL by adoption of the Compliance and Risk Management Framework ensuring full compliance of regulatory requirements in the delivery of our authorized permissions held by our regulatory host (principal firm) in the UK. Activities are regulated by the FCA, ICO and Ofcom. The primary purpose of this role is to protect EXL from potential risks and adverse regulatory issues by ensuring adherence of all necessary regulatory policies and procedures in Off-Shore op centers. The ideal candidate should have extensive Compliance experience within financial services, however strong candidates with transferable Compliance and Conduct experience not gained within financial services will also be considered. The ideal candidate should be experienced in managing key stakeholders across the business and reporting management information effectively across leadership.
Show more Show less