Local Compliance Officer

Positioning
• You are part of the Euroclear Bank Compliance & Ethics team (“C&E”);
• You have a reporting line to the EB Branch Manager; 
• You are a non-voting attendee of the Local Management Team;
• You have a functional reporting line to the Euroclear Bank Chief Compliance Officer (“EB CCO”) or to his delegate; 
• You are in charge of the relationship with the local regulators of the Branch.

Summary

• Overall accountable for the Compliance & Ethics function of the Branch;
• Define the Compliance and Ethics strategy for the Branch and ensure an appropriate framework is in place;
• Accountable for the implementation of an adequate:
- monitoring of compliance of the Branch with legal and regulatory rules; and
- Compliance and Ethics process which gives comfort to the Local Management Team and EB CCO that compliance and ethics risks are adequately managed. 
• Build and maintain relationships with the Branch ...