Manager, Compliance Testing

Job Description
What is the opportunity?
As an integral member of the UK / Europe Compliance Testing team, the Compliance Testing Manager helps support local Chief Compliance Officers (CCOs) in fulfilling their responsibilities defined under the RBC Regulatory Compliance Management Framework.

Working Hours : 9.00AM - 6.00PM (Malaysia Time Zone GMT+8)
What will you do ?

• Assist in the completion of effective risk assessments to drive the UK and Europe Compliance Monitoring Plan.
• Under the stewardship of the Head of Compliance Testing, Europe or Senior Associate Directors within the team: o Contribute to timely and accurate compliance Testing reviews that opine on the adequacy of 1st and 2nd line systems, controls and processes to manage Regulatory and Conduct risk (across Capital Markets, IS Trust, BlueBay & WM).
• Work with Compliance and business colleagues to log and track action plans raised to resolve issues identified during monitoring...