Manager, Compliance (Toronto)

Benefits

• Health & wellbeing resources and programs
• Paid vacation, personal, and sick days for work-life balance
• Competitive compensation and advantages packages
• Work-life balance in a hybrid environment with at least 3 days in office
• Career growth and development opportunities
• Opportunities to contribute to community causes
• Work with diverse team members in an inclusive and collaborative environment

Responsibilities

• Ensuring operational compliance with internal policies and procedures, as well as CIRO, MX and OSC rules and those of other provincial and territorial securities commissions, regulators, and legislatures.
• Representing Questrade Inc. during audits and examinations with regulators (CIRO, MX, OSC)
• Assisting in the development, documentation, implementation and oversight of the business conduct platform and controls (marketing, advertising, communications)