Manager, Distribution Compliance
ManulifeJob Description
Manager, Distribution Compliance
Manulife Distribution Compliance team in Hong Kong is responsible for ensuring that sales activities conducted by agents, brokers, and bank partners adhere to applicable laws, regulations, and internal standards. The team provides compliance oversight, conducts monitoring and investigations, and offers guidance on regulatory requirements and best practices.
Manulife Hong Kong is seeking a Manager, Distribution Compliance to provide compliance support for matters relating to Hong Kong Distribution Operations (“DO”).
Position Responsibilities:
Drive necessary changes for DO to comply with evolving compliance and regulatory requirements in Hong Kong and Macao (including IA, MPFA, and the Monetary Authority of Macao).
Assist in conducting investigations on distributors and recommend appropriate disciplinary actions.
Liaise with local regulators and law enforcement agencies, including...
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