IQ
Posted:
March 01, 2026
Location:
Newcastle upon Tyne, England, United-Kingdom
Job Description
Job Description
You will join a specialist and growing RegCom team, playing a key role in delivering high-quality operational and vendor due diligence services to asset managers and investor clients. You will lead and support operational due diligence reviews, vendor due diligence assessments, and AML due diligence, while also supporting regulatory compliance reporting and oversight activities for FCA-regulated firms. This is a hands-on role offering strong exposure to asset management operations, regulation, and best practice standards.
What you'll do
- You will lead and contribute to operational due diligence reviews, assessing fund managers’ internal operations across governance, investment management, fund operations, risk management, compliance, IT, HR, and ESG controls
- You will review documentation, assess written controls against regulatory requirements and industry best practices, and produce detailed, independent due dili...
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Apply Now Save for LaterJob Overview
Job Type:
Full-time
Location:
Newcastle upon Tyne, United-Kingdom
Posted:
March 01, 2026
Deadline:
April 10, 2026