Job Description
Job Description: Principal Officer – Broker Dealer (GIFT City)
Location: GIFT City, IFSC
Experience: 5 – 7 years
Role Overview
The Principal Officer (PO) will be responsible for governance, regulatory interface, and end-to-end operational execution for the Company’s Broker-Dealer operations in GIFT City (IFSC). The role ensures ongoing adherence to IFSCA regulations while supporting the growth, scalability, and smooth functioning of the business.
The Principal Officer will oversee daily operational activities, act as the primary regulatory point of contact, and ensure that the broker-dealer operates within a robust, compliant, and well-controlled operating framework, balancing regulatory requirements with business objectives.
Key Roles and Responsibilities
- Manage overall governance and operational oversight of the broker-dealer...
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