Publicly Held Asset Manager Seeks Compliance & Regulatory Counsel

Our client, a publicly traded financial services company and its affiliated investment advisors located in midtown Manhattan, is seeking a Vice President, Regulatory Compliance Attorney, to work directly with the firm’s Global CCO & Associate General Counsel in a highly visible, strategic role supporting the global compliance program across registered and private fund platforms.

This is not a siloed “check-the-box” compliance position. This role sits at the intersection of legal, regulatory strategy, governance, business advisory, and enterprise risk management, with meaningful exposure to senior leadership and firmwide initiatives. The role reports to the Global CCO and will have 2-3 individuals reporting directly to them and has a clear growth trajectory.

Candidates must have:

1. J.D.
2. Minimum of 6–8 years of legal and regulatory experience, including significant in-house experience at a sophisticated asset manager and ideally a...