Registered Regulatory Operations Analyst

_This position will follow our hybrid work model; we expect the selected candidate to work 2-3 days a week at one of our corporate offices in Saint Petersburg, FL, Memphis, TN, or Southfield, MI._

The Regulatory Operations Analyst applies intermediate-level knowledge and practical experience to ensure accurate monitoring of client asset possession and control, completion of regulatory reporting, and adherence to industry and firm rules. In this role, you collaborate closely with management to identify opportunities that enhance operational efficiency, strengthen controls, and reduce financial, reputational, and regulatory risk. You contribute to the interpretation of new and evolving regulations, assist with process enhancements, and support the ongoing development and maintenance of departmental procedures. You proactively recommend solutions to operational challenges and work with internal partners, including auditors, to research, identify, and resolve observations. You als...