Regulatory Compliance Analyst (Asset Management)

Are you an experienced compliance professional with a passion for ensuring regulatory adherence and upholding ethical business practices? We are currently recruiting for a Compliance Analyst with a leading Asset Manager.

Reporting to the Head of Compliance, you would be responsible for managing the compliance function and ensure that the firm operates within the bounds of regulatory requirements.

Responsibilities:

• Oversee and manage all compliance functions, including ongoing monitoring, reviewing marketing materials, internal controls, and regulatory reporting
• Assist with MAS surveys and filings, periodic returns, and audit documentation
• Provide guidance to senior management and business units on compliance matters, ensuring a deep understanding of regulatory implications for various business activities
• Maintain compliance registers and ensure accurate documentation and re...